Why the
future doesn't need us.
Our most powerful 21st-century
technologies - robotics, genetic
engineering,
and nanotech - are threatening to make humans an endangered species.
From Wired
Magazine
By Bill Joy
From the moment I became
involved in the creation of new technologies, their ethical dimensions
have concerned me, but it was only in the autumn of 1998 that I became
anxiously aware of how great are the dangers facing us in the 21st century.
I can date the onset of my unease to the day I met Ray Kurzweil, the
deservedly famous inventor of the first reading machine for the blind
and many other amazing things. Ray and I were both speakers at George
Gilder's Telecosm conference, and I encountered him by chance in the
bar of the hotel after both our sessions were over. I was sitting with
John Searle, a Berkeley philosopher who studies consciousness. While
we were talking, Ray approached and a conversation began, the subject
of which haunts me to this day. I had missed Ray's talk and the subsequent
panel that Ray and John had been on, and they now picked right up where
they'd left off, with Ray saying that the rate of improvement of technology
was going to accelerate and that we were going to become robots or fuse
with robots or something like that, and John countering that this couldn't
happen, because the robots couldn't be conscious. While I had heard
such talk before, I had always felt sentient robots were in the realm
of science fiction. But now, from someone I respected, I was hearing
a strong argument that they were a near-term possibility. I was taken
aback, especially given Ray's proven ability to imagine and create the
future. I already knew that new technologies like genetic engineering
and nanotechnology were giving us the power to remake the world, but
a realistic and imminent scenario for intelligent robots surprised me.
It's easy to get jaded about such breakthroughs. We hear in the news
almost every day of some kind of technological or scientific advance.
Yet this was no ordinary prediction. In the hotel bar, Ray gave me a
partial preprint of his then-forthcoming bookThe Age of Spiritual Machines,
which outlined a utopia he foresaw - one in which humans gained near
immortality by becoming one with robotic technology. On reading it,
my sense of unease only intensified; I felt sure he had to be understating
the dangers, understating the probability of a bad outcome along this
path. I found myself most troubled by a passage detailing adystopian
scenario: THE NEW LUDDITE CHALLENGE
First let us postulate that the computer scientists succeed in developing
intelligent machines that can do all things better than human beings
can do them. In that case presumably all work will be done by vast,
highly organized systems of machines and no human effort will be necessary.
Either of two cases might occur. The machines might be permitted to
make all of their own decisions without human oversight, or else human
control over the machines might be retained. If the machines are permitted
to make all their own decisions, we can't make any conjectures as to
the results, because it is impossible to guess how such machines might
behave. We only point out that the fate of the human race would be at
the mercy of the machines. It might be argued that the human race would
never be foolish enough to hand over all the power to the machines.
But we are suggesting neither that the human race would voluntarily
turn power over to the machines nor that the machines would willfully
seize power. What we do suggest is that the human race might easily
permit itself to drift into a position of such dependence on the machines
that it would have no practical choice but to accept all of the machines'
decisions. As society and the problems that face it become more and
more complex and machines become more and more intelligent, people will
let machines make more of their decisions for them, simply because machine-made
decisions will bring better results than man-made ones.
Eventually a stage may be reached at which the decisions necessary to
keep the system running will be so complex that human beings will be
incapable of making them intelligently. At that stage the machines will
be in effective control. People won't be able to just turn the machines
off, because they will be so dependent on them that turning them off
would amount to suicide. On the other hand it is possible that human
control over the machines may be retained. In that case the average
man may have control over certain private machines of his own, such
as his car or his personal computer, but control over large systems
of machines will be in the hands of a tiny elite - just as it is today,
but with two differences. Due to improved techniques the elite will
have greater control over the masses; and because human work will no
longer be necessary the masses will be superfluous, a useless burden
on the system. If the elite is ruthless they may simply decide to exterminate
the mass of humanity. If they are humane they may use propaganda or
other psychological or biological techniques to reduce the birth rate
until the mass of humanity becomes extinct, leaving the world to the
elite. Or, if the elite consists of soft-hearted liberals, they may
decide to play the role of good shepherds to the rest of the human race.
They will see to it that everyone's physical needs are satisfied, that
all children are raised under psychologically hygienic conditions, that
everyone has a wholesome hobby to keep him busy, and that anyone who
may become dissatisfied undergoes "treatment" to cure his "problem."
Of course, life will be so purposeless that people will have to be biologically
or psychologically engineered either to remove their need for the power
process or make them "sublimate" their drive for power into some harmless
hobby.
These engineered human beings may be happy in such a society, but they
will most certainly not be free. They will have been reduced to the
status of domestic animals.1 In the book, you don't discover until you
turn the page that the author of this passage is Theodore Kaczynski
- the Unabomber. I am no apologist for Kaczynski. His bombs killed three
people during a 17-year terror campaign and wounded many others. One
of his bombs gravely injured my friend David Gelernter, one of the most
brilliant and visionary computer scientists of our time. Like many of
my colleagues, I felt that I could easily have been the Unabomber's
next target. Kaczynski's actions were murderous and, in my view, criminally
insane. He is clearly a Luddite, but simply saying this does not dismiss
his argument; as difficult as it is for me to acknowledge, I saw some
merit in the reasoning in this single passage. I felt compelled to confront
it. Kaczynski's dystopian vision describes unintended consequences,
a well-known problem with the design and use of technology, and one
that is clearly related to Murphy's law - "Anything that can go wrong,
will." (Actually, this is Finagle's law, which in itself shows that
Finagle was right.) Our overuse of antibiotics has led to what may be
the biggest such problem so far: the emergence of antibiotic-resistant
and much more dangerous bacteria. Similar things happened when attempts
to eliminate malarial mosquitoes using DDT caused them to acquire DDT
resistance; malarial parasites likewise acquired multi-drug-resistant
genes.2 The cause of many such surprises seems clear: The systems involved
are complex, involving interaction among and feedback between many parts.
Any changes to such a system will cascade in ways that are difficult
to predict; this is especially true when human actions are involved.
I started showing friends the Kaczynski quote fromThe Age of Spiritual
Machines; I would hand them Kurzweil's book, let them read the quote,
and then watch their reaction as they discovered who had written it.
At around the same time, I found Hans Moravec's bookRobot: Mere Machine
to Transcendent Mind. Moravec is one of the leaders in robotics research,
and was a founder of the world's largest robotics research program,
at Carnegie Mellon University.Robot gave me more material to try out
on my friends - material surprisingly supportive of Kaczynski's argument.
For example: The Short Run (Early 2000s) Biological species almost never
survive encounters with superior competitors.
Ten million years ago, South and North America were separated by a sunken
Panama isthmus. South America, like Australia today, was populated by
marsupial mammals, including pouched equivalents of rats, deers, and
tigers. When the isthmus connecting North and South America rose, it
took only a few thousand years for the northern placental species, with
slightly more effective metabolisms and reproductive and nervous systems,
to displace and eliminate almost all the southern marsupials. In a completely
free marketplace, superior robots would surely affect humans as North
American placentals affected South American marsupials (and as humans
have affected countless species). Robotic industries would compete vigorously
among themselves for matter, energy, and space, incidentally driving
their price beyond human reach. Unable to afford the necessities of
life, biological humans would be squeezed out of existence. There is
probably some breathing room, because we do not live in a completely
free marketplace. Government coerces nonmarket behavior, especially
by collecting taxes. Judiciously applied, governmental coercion could
support human populations in high style on the fruits of robot labor,
perhaps for a long while. A textbook dystopia - and Moravec is just
getting wound up. He goes on to discuss how our main job in the 21st
century will be "ensuring continued cooperation from the robot industries"
by passing laws decreeing that they be "nice,"3 and to describe how
seriously dangerous a human can be "once transformed into an unbounded
superintelligent robot." Moravec's view is that the robots will eventually
succeed us - that humans clearly face extinction. I decided it was time
to talk to my friend Danny Hillis. Danny became famous as the cofounder
of Thinking Machines Corporation, which built a very powerful parallel
supercomputer. Despite my current job title of Chief Scientist at Sun
Microsystems, I am more a computer architect than a scientist, and I
respect Danny's knowledge of the information and physical sciences more
than that of any other single person I know. Danny is also a highly
regarded futurist who thinks long-term - four years ago he started the
Long Now Foundation, which is building a clock designed to last 10,000
years, in an attempt to draw attention to the pitifully short attention
span of our society. (See "Test of Time,"Wired 8.03, page 78.)
So I flew to Los Angeles
for the express purpose of having dinner with Danny and his wife, Pati.
I went through my now-familiar routine, trotting out the ideas and passages
that I found so disturbing. Danny's answer - directed specifically at
Kurzweil's scenario of humans merging with robots - came swiftly, and
quite surprised me. He said, simply, that the changes would come gradually,
and that we would get used to them. But I guess I wasn't totally surprised.
I had seen a quote from Danny in Kurzweil's book in which he said, "I'm
as fond of my body as anyone, but if I can be 200 with a body of silicon,
I'll take it." It seemed that he was at peace with this process and
its attendant risks, while I was not. While talking and thinking about
Kurzweil, Kaczynski, and Moravec, I suddenly remembered a novel I had
read almost 20 years ago -The White Plague, by Frank Herbert - in which
a molecular biologist is driven insane by the senseless murder of his
family. To seek revenge he constructs and disseminates a new and highly
contagious plague that kills widely but selectively. (We're lucky Kaczynski
was a mathematician, not a molecular biologist.)
I was also reminded of the
Borg ofStar Trek, a hive of partly biological, partly robotic creatures
with a strong destructive streak. Borg-like disasters are a staple of
science fiction, so why hadn't I been more concerned about such robotic
dystopias earlier? Why weren't other people more concerned about these
nightmarish scenarios? Part of the answer certainly lies in our attitude
toward the new - in our bias toward instant familiarity and unquestioning
acceptance. Accustomed to living with almost routine scientific breakthroughs,
we have yet to come to terms with the fact that the most compelling
21st-century technologies - robotics, genetic engineering, and nanotechnology
- pose a different threat than the technologies that have come before.
Specifically, robots, engineered organisms, and nanobots share a dangerous
amplifying factor: They can self-replicate. A bomb is blown up only
once - but one bot can become many, and quickly get out of control.
Much of my work over the past 25 years has been on computer networking,
where the sending and receiving of messages creates the opportunity
for out-of-control replication. But while replication in a computer
or a computer network can be a nuisance, at worst it disables a machine
or takes down a network or network service. Uncontrolled self-replication
in these newer technologies runs a much greater risk: a risk of substantial
damage in the physical world. Each of these technologies also offers
untold promise: The vision of near immortality that Kurzweil sees in
his robot dreams drives us forward; genetic engineering may soon provide
treatments, if not outright cures, for most diseases; and nanotechnology
and nanomedicine can address yet more ills. Together they could significantly
extend our average life span and improve the quality of our lives. Yet,
with each of these technologies, a sequence of small, individually sensible
advances leads to an accumulation of great power and, concomitantly,
great danger. What was different in the 20th century? Certainly, the
technologies underlying the weapons of mass destruction (WMD) - nuclear,
biological, and chemical (NBC) - were powerful, and the weapons an enormous
threat. But building nuclear weapons required, at least for a time,
access to both rare - indeed, effectively unavailable - raw materials
and highly protected information; biological and chemical weapons programs
also tended to require large-scale activities.
The 21st-century technologies
- genetics, nanotechnology, and robotics (GNR) - are so powerful that
they can spawn whole new classes of accidents and abuses. Most dangerously,
for the first time, these accidents and abuses are widely within the
reach of individuals or small groups. They will not require large facilities
or rare raw materials. Knowledge alone will enable the use of them.
Thus we have the possibility not just of weapons of mass destruction
but of knowledge-enabled mass destruction (KMD), this destructiveness
hugely amplified by the power of self-replication. I think it is no
exaggeration to say we are on the cusp of the further perfection of
extreme evil, an evil whose possibility spreads well beyond that which
weapons of mass destruction bequeathed to the nation-states, on to a
surprising and terrible empowerment of extreme individuals. Nothing
about the way I got involved with computers suggested to me that I was
going to be facing these kinds of issues. My life has been driven by
a deep need to ask questions and find answers. When I was 3, I was already
reading, so my father took me to the elementary school, where I sat
on the principal's lap and read him a story. I started school early,
later skipped a grade, and escaped into books - I was incredibly motivated
to learn. I asked lots of questions, often driving adults to distraction.
As a teenager I was very interested in science and technology. I wanted
to be a ham radio operator but didn't have the money to buy the equipment.
Ham radio was the Internet of its time: very addictive, and quite solitary.
Money issues aside, my mother put her foot down - I was not to be a
ham; I was antisocial enough already. I may not have had many close
friends, but I was awash in ideas.
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